By keeping our broker dealer entity in good standing, we offer just that — a FINRA member firm able to sponsor your exams, affiliate your staff by registering them with our firm and ultimately providing a dedicated compliance partnership.

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Groups that join Burch may:. Are you ready to leave a large investment bank and form your own boutique advisory firm?

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Licensing with Burch makes such a move simple. Alternatively, if you are looking for a broker-dealer to register your captive institutional sales force or wholesaling team, we may be just the right broker-dealer for you. We have experience servicing funds and private equity in ensuring their selling teams are properly registered to get the job done.

Finally, going through the application process to become your own FINRA member, but not willing to hit pause on your actual business during the process? We are here for you. Short term relationships are okay with Burch.

Our business model is simple: We like being behind the scenes and keeping the broker-dealer in good standing. This means keeping up to date with regulatory trends and focuses while keeping you abreast of the routine and ever-changing requirements. Let us serve as your broker-dealer partner — your compliance department down the hall.

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Affiliating with Burch allows you to schedule and take the FINRA and state exams necessary to conduct your securities-related business. Holding proper licenses ensure that the full scope of services or transaction structures that may best suit your clients are lawfully offered and performed.

Why risk the integrity of your services or limit what you do when you can license with Burch? Burch can act as your broker-dealer sponsor for the following exams:.

The Wall Street Journal recently published an article written by Norm Champ, An Iniquitous Raid on P. One of the most important events that occurs in the life of a business owner is when they have reach.

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Groups that join Burch may: Request our Securities Licensing Whitepaper to learn more. Registration Are you ready to leave a large investment bank and form your own boutique advisory firm?

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Compliance Our business model is simple: Licensing Affiliating with Burch allows you to schedule and take the FINRA and state exams necessary to conduct your securities-related business.

Burch can act as your broker-dealer sponsor for the following exams: Private Equity Regulatory Compliance The Wall Street Journal recently published an article written by Norm Champ, An Iniquitous Raid on P read more. Menu Home About Us Registration Compliance Licensing Testimonials Team Blog Contact.