Stockbroker fraud, which is also known as investment fraud, occurs when an advisor, stockbroker or brokerage firm offers inaccurate, incomplete or biased information designed to enrich the advisor, stockbroker or brokerage firm, and not the interests of the investor.

Stock fraud can occur at the company level or can be committed by a single employee, and can range in size financially from multi-million dollar deals to penny stocks. All stockbrokers and other investment professionals have a legal duty to exercise due care in dealing with the investors they serve.

The nature and extent of the duty is based upon state and federal securities laws, on the self-regulatory rules adopted by the National Association of Securities Dealers NASD and the New York Stock Exchange NYSEand upon the level of competence usually and customarily maintained by stockbrokers in general.

When a broker harms an investor by failing to meet that standard of care, the investor may decide to make a claim against the broker and the brokerage firm employing him or her for professional negligence and stock fraud. Recently, stock fraud investigations have found an enormous amount of insider trading, i.

Major brokerage firms that have been investigated for such inside trading include Merrill Lynch, Salomon Smith Barney and Credit Suisse First Boston. The primary element of stock fraud is that the investor's interests are secondary to the interactive brokers chinese stocks gain of the broker.

Stock fraud can destroy commercial mortgage brokers stockport and businesses, and in turn can cause substantial damage to the stock market itself. The Securities Exchange Commission has established guidelines for stockbrokers and advisors to follow to ensure that investment advice is being given fairly and consistently and that stockbrokers are not engaging in stock fraud.

However, if you suspect that you have been a victim of stock fraud, contact an experienced stock fraud attorney, as listed on this site, to discuss your case and the litigation options that are available stock broker fraud lawsuit against you.

You may be eligible to file an individual lawsuit or become part of a class-action claim. For assistance with your Civil Stock Broker Fraud case, click here to find Civil Stock Broker Fraud attorneys near you or find attorneys in a different state.

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Another Securities Fraud Lawsuit Filed Against UBS International — Stockbroker Fraud Blog — April 23,

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Please do not disclose any confidential information. Civil Stock Broker Fraud Videos What Is Account Churning. What Is Account Churning Stock Fraud Stockbroker Fraud - Failure to Place an Order Stock Fraud - Over Concentration Hot Topics - Financial Issues Stock Fraud - Misrepresentation Stock Fraud - Unsuitability Stockbroker Fraud - Unauthorized Trades Broker Misconduct.

Civil Stock Broker Fraud Attorneys. Disclaimer The information on this page is meant to provide a general overview of the law. If you have specific questions related to your situation you should speak with a local attorney.